5 Key Features of Section 13F Reporting
With the end of the quarter approaching, the Global Disclosure Team have summarised the key requirements of 13F Reporting. 1. Who Must File a Form 13F Institutional investment managers that…
Transparency Directive Amending Directive (TDAD) and its Impact on UK DTR 5
On 17th October 2013, the EU Council adopted the Transparency Directive Amending Directive (TDAD). On the 6thNovember 2013, the TDAD was published in the Official Journal and came into force…
The 6 Key Challenges with Global Shareholder Disclosure Rules
What are the key challenges with shareholder disclosure rules? In this blog, we consider the variety of challenges that combine to make these global shareholder disclosures much more burdensome than…
Disclosure Requirements for UK Takeover Rule 8
Rule 8 of the UK Takeover ( the “Code” ) sets out the circumstances in which Dealing Disclosures and/or Opening Position Disclosures are required to be made by: the parties…
7 Key Features of the new Singapore Short Selling Rule
Following 4 years of consultations and several minor revisions, the Monetary Authority of Singapore (MAS) under the Securities and Futures (Short Selling) Regulations 2018, is finally due to implement rules…