Monday January 31 2022

News Source: Global Disclosures

Focus: Short Selling

Type: General

Country: Germany




BaFin has updated the frequently asked questions on notification and publication requirements pursuant to Article 5 et seq. of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps (EU Short Selling Regulation).

The following questions were updated:

  • Are there any other legal provisions apart from the EU Short Selling Regulation?
  • From what thresholds do the notification and publication requirements exist?
  • When do positions reach or fall below thresholds?
  • When must a further notification and/or publication be submitted?

Click on the above link for further information.